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Compliance Manager – Advisory

Fixed Term

Bruin

Compliance Manager – Advisory
London, United Kingdom
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Ref: 36228
Our client are seeking an enthusiastic Compliance Manager to advise on policy across the Investment management business. The ideal candidate will have in-depth experience on regulatory matters involving Investments and financial crime and will have experience implementing strategies and policies into the business. 

The role
– Reviewing of current policies in place and drafting new ones
– Monitor regulatory developments and advise the business on these
– Advise on AML and financial crime policies to the business
-Prepare and provide training to the business on Compliance matters
-Support and deputise for line manager where necessary and appropriate

Skills and experience
– Hold experience in Investment management compliance
– Good understanding of AFM/ AIFM business
– FCA sourcebooks; COLL, FUND, COBS
-Analytical ability to understand and interpret regulations
-Awareness of operational and investment risk as well as internal audit.
 

 

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

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