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Senior Compliance Manager

Permanent

Bruin

Senior Compliance Manager
London, United Kingdom
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Ref: 35956
Senior Compliance Manager 
A leading Investments firm is in search of a competent Senior Compliance Manager with specialist experience in CASS, COLL and Investment Products. As a regulatory-focused business partner, you will collaborate with EMEA and Global Colleagues and Stakeholders to support the firm through the regulatory environment. 

Responsibilities
-Oversight of Products, CASS, COLL and ESG. 
-Keep up to date and advise on changing regulatory matters
-Act as a business partner to ensure plans are as effective as possible
-Work with clients and products
-Line management responsibilities

Requirements
– SME knowledge of CASS, COLL and ESG
– Excellent Stakeholder management
– Experience in managerial position
– Keen interest in researching regulatory landscape
– Fantastic interpersonal skills

 

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

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