Bruin
Compliance Manager – Financial Promotions
London, United Kingdom
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Ref: 38462
My client, a leading fund management firm, are currently looking for a Financial Promotions Compliance specialist to join the team in London on a permanent basis.
This is an exciting opportunity to join a thriving and growing firm on their ongoing global expansion.
Requirements:
- Reviewing and approving financial promotions (UK and EU)
- Experience working within Asset/Investment Management
- Strong regulatory knowledge (FCA COBS rules, MiFID II, UCITS IV, FUND, CASS, AIFMD, GDPR, KIID and PRIIPS KID, SDR)
- A sound understanding of the marketing and product governance frameworks
- Strong communication skills
- A self starter who can work independently and also collaboratively
Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.